Standing Letters of Authorization Decision Tree
04/18/2017
The Investment Adviser Association passes on this chart to help you to better understand new custody guidance released by the SEC in 2017.


To view this information, access to the Investment Adviser Watch service is required. Click here to request a 7-Day FREE Trial or to inquire about subscribing call 1-844-421-6333 ext. 4040.

 

Already a subscriber? Log in
© 2017 Simplify Compliance. ALL RIGHTS RESERVED | PRIVACY POLICY | TERMS & CONDITIONS | ABOUT US | CONTACT US