Former official reveals inside look at the SEC, offers prescription to avoid future crises
The unionized OCIE examiner worked a four-day, 10-hour per day schedule that allowed him to take off Fridays. But the firm he was examining kept 9-5 h...
To view this information, access to the Investment Adviser Watch
service is required.
Interested in subscribing to any combination of IA Watch, BD Watch, CPO/CTA Watch or PF Watch or have a question about the service?
Call 1-800-455-5844, option 2, prompt 1