Commitment to Compliance
September 18, 2017 | Boston, MA
Conference

Cybersecurity for Financial Services
October 6, 2017 | Washington, DC
Conference

IA Compliance: The Full 360° View West
November 2, 2017 | Los Angeles, CA
Conference
Conquering Current Compliance Challenges
September 27, 2017 | 2:00 PM - 2:30 PM EST
Webinar
 
Former official reveals inside look at the SEC, offers prescription to avoid future crises
03/09/2017
The unionized OCIE examiner worked a four-day, 10-hour per day schedule that allowed him to take off Fridays. But the firm he was examining kept 9-5 h...


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