SEC Chair Mary Jo White reflects on her tenure and warns about rolling back reform rules

The SEC’s Three Fiduciary Duty-Related Proposals
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The SEC’s Three Fiduciary Duty-Related Proposals

Includes: 9 Best Practices, 3 Proposed Disclosure Mockups
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The Adviser's Guide to SEC Advertising and Marketing Rules

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The SEC Examinations Priorities Handbook
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Cybersecurity Strategies to Ensure SEC Compliance, 2nd Edition
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SEC Chair Mary Jo White reflects on her tenure and warns about rolling back reform rules

12/08/2016

The core reforms implemented by the Commission since the crisis are indispensable for investors and our markets: comprehensive oversight of the massiv...

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