SPEECHES - SEC
Title Date Speaker
SEC Chairman Jay Clayton speaks about the importance of transparency at the Commission and in Our Markets 11/08/2017 Jay Clayton
OCIE Director Pete Driscoll commends CCOs and touts how his agency helps them improve IA compliance 09/14/2017 Peter Driscoll
SEC Commissioner Kara Stein on a joint path forward, including cybersecurity 09/13/2017 Kara M. Stein
SEC Commissioner Kara Stein look s at the state of ETFs 09/08/2017 Kara M. Stein
SEC Commissioner Michael Piwowar shares his views on ETFs 09/08/2017 Michael S. Piwowar
SEC Chairman Jay Clayton lays out 8 principles, discusses fiduciary duty rule 07/12/2017 Jay Clayton
SEC Commissioner Kara Stein urges greater transparency 07/11/2017 Kara M. Stein
SEC Acting Director of DERA Scott Bauguess shares an example of use of big data and investment advisers 06/21/2017 Scott W. Bauguess
SEC Investor Advocate exams the falling demand for IPOs 06/21/2017 Rick A. Fleming
SEC Acting DERA Director Scott Bauguess talks about risk 06/20/2017 Scott W. Bauguess
SEC Commissioner Michael Piwowar hopes to see a reviving U.S. IPO market 05/10/2017 Michael S. Piwowar
SEC Commissioner Kara Stein praises cooperation between the SEC and NASAA 05/09/2017 Kara M. Stein
SEC Commissioner Michael Piwowar talks crowdfunding in front of the NASAA 05/09/2017 Michael S. Piwowar
SEC Commissioner Michael Piwowar looks at current issues and the SEC's role in producing smart regulations 03/27/2017 Michael S. Piwowar
SEC Commissioner Michael Piwowar gives advice ahead of a new special study of the securities markets 03/23/2017 Michael S. Piwowar
SEC Director of Investment Management David Grim reflects on recent new regulations, including for mutual fund advisers 03/14/2017 David Grim
SEC Commissioner Kara Stein welcomes efforts to use data to improve the agency's mission 03/10/2017 Kara M. Stein
SEC Acting Chairman Michael Piwowar recaps recent rule proposals 03/09/2017 Michael S. Piwowar
SEC Commissioner Kara stein ponders corporate goverance 03/09/2017 Kara M. Stein
SEC Acting Chairman Michael Piwowar talks about Inline XBRL Filing of Tagged Data 03/01/2017 Michael S. Piwowar
SEC Acting Chairman Michael Piwowar on hyperlinks and HTML adopting release 03/01/2017 Michael S. Piwowar
SEC Acting Chairman Michael Piwowar speaks about modernizing Guide 3 disclosures 03/01/2017 Michael S. Piwowar
SEC Commissioner Kara Stein speaks for updating Guide 3 disclosures 03/01/2017 Kara M. Stein
SEC Commissioner Kara Stein supports exhibit hyperlinks and HTML format rule 03/01/2017 Kara M. Stein
SEC Commissioner Kara Stein supports inline XBRL filing of Tagged Data 03/01/2017 Kara M. Stein
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