Conquering Current Compliance Challenges
June 12, 2019 | 2:00 - 2:30 PM EST
 
RECORDED WEBINARS

Conquering Current Compliance Challenges
Recorded: May 15, 2019 
 
Includes: Best Practices, Key Regulatory Issues and Compliance Tips
 
Includes: 23 Best Practices, 5 Peer-tested tools and 15 No Action Letters

Cybersecurity Strategies to Ensure SEC Compliance, 2nd Edition
Includes: 24 Best Practices, 16 Tools, 4 Risk Alerts and IM Guidance

 
SPEECHES - SEC
Title Date Speaker
SEC Commissioner Hester Peirce brings up alligators in Nirvana as a metaphor for the limits of government oversight 05/16/2019 Hester M. Peirce
SEC Commissioner Hester Peirce talks digital assets 05/09/2019 Hester M. Peirce
SEC Commissioner Hester Peirce argues the Commission spreads its tentacles too widely 05/08/2019 Hester M. Peirce
SEC Commissioner Hester Peirce airs hers grievances ala Seinfeld's Festivus 03/05/2019 Hester M. Peirce
SEC Commissioner Hester Peirce questions the agency's approach to cryptocurrencies 02/08/2019 Hester M. Peirce
SEC Commissioner Hester Peirce raises the specter of the ghosts of regulation past, present and future 11/28/2018 Hester M. Peirce
SEC Commissioner Hester Peirce travels to Switzerland to share her thoughts on cryptocurrencies and technology 11/07/2018 Hester M. Peirce
SEC Commissioner Hester Peirce talks on the topic of public company financial disclosures 11/02/2018 Hester M. Peirce
SEC Commissioner Hester Peirce believes OCIE examiners should help firms correct issues 10/30/2018 Hester M. Peirce
SEC Commissioner Hester Peirce talks about efforts to change how Enforcement works 10/26/2018 Hester M. Peirce
SEC Commissioner Hester Peirce touches on coming SEC swaps' rules 10 years after the financial crisis 10/15/2018 Hester M. Peirce
SEC Commissioner Hester Peirce urges rules over staff guidance 10/04/2018 Hester M. Peirce
SEC Commissioner Hester Peirce shares more thoughts on Form CRS and the SEC's fiduciary duty proposals 10/02/2018 Hester M. Peirce
SEC Commissioner Hester Peirce takes on arbitration, cryptocurrencies, SEC duties and more 09/24/2018 Hester M. Peirce
SEC Commissioner Hester Peirce gives her views on shareholders and the SEC's role 09/21/2018 Hester M. Peirce
SEC Commissioner Hester Peirce defends her support of cryptocurrency innovations 09/12/2018 Hester M. Peirce
SEC Commissioner Hester Peirce discuesses Regulation Best Interest v. Fiduciary 07/24/2018 Hester M. Peirce
SEC Commissioner Hester Peirce discusses OCIE, Enforcement and the SEC mission 05/11/2018 Hester M. Peirce
SEC Commissioner Hester Peirce doesn't like CEOs having to disclose their pay 05/04/2018 Hester M. Peirce
SEC Commissioner Hester Peirce digs into regulation and cryptocurrencies 05/02/2018 Hester M. Peirce
SEC Commissioner Hester Peirce says agency must take cost into consideration with rules 03/19/2018 Hester M. Peirce
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