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IA Compliance: The Full 360° View East
March 21-23 | Washington, D.C.
Conquering Current Compliance Challenges
Jan. 10, 2018 | 2:00 - 2:30 PM EST
CFTC ‘FY 2017 enforcement stats pale compared with prior year’s
When the CFTC announced last month the 49 enforcement actions and the $413 million in sanctions issued in the year that ended in September, it failed ...
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