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IA Compliance: The Full 360° View West
Nov. 2, 2017 | Los Angeles, CA
IA Compliance: The Full 360° View East
March 21-23 | Washington, D.C.
Building an Ethics Power House to Strengthen Your Compliance Program
Oct. 24, 2017 | 2:00 - 3:00 PM EST
Conquering Current Compliance Challenges
Oct. 25, 2017 | 2:00 - 2:30 PM EST
CFTC chairman promises another year’s delay in dealers’ registration threshold
Lawmakers questioning CFTC Chairman J. Christopher Giancarlo Oct. 11 about his plans for the agency asked about cybersecurity, relations with Europe, ...
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