COMPLIANCE NEWS, GUIDANCE & BEST PRACTICES
FOR FINANCIAL SERVICES PROFESSIONALS
Sign in or Request a Trial
Browse by Topic
CPO/CTA WATCH HOME
VIEW ALL CONTENT ON
NEWS & GUIDANCE
LAWS & REGULATORY ACTIONS
SUBSCRIBER SIGN IN
Forgot your password?
NOT A SUBSCRIBER?
Commitment to Compliance
September 18, 2017 | Boston, MA
Cybersecurity for Financial Services
October 6, 2017 | Washington, DC
IA Compliance: The Full 360° View West
November 2, 2017 | Los Angeles, CA
Conquering Current Compliance Challenges
September 27, 2017 | 2:00 PM - 2:30 PM EST
As some had predicted, CFTC delays aggregation reporting until 2019
Just five days before the CFTC’s position limits’ exemption rule was to take effect, the agency responded to industry concerns and announced a two-yea...
To view this information, access to the CPO/CTA Watch service is required.
Click here to request a 7-Day FREE Trial
or to inquire about subscribing call 1-844-421-6333 ext. 4040.
Already a subscriber?
© 2017 Simplify Compliance. ALL RIGHTS RESERVED |
TERMS & CONDITIONS