Conquering Current Compliance Challenges
May 15, 2019 | 2:00 - 2:30 PM EST
 
RECORDED WEBINARS

Conquering Current Compliance Challenges
Recorded: April 10, 2019 
  Includes: 23 Best Practices, 5 Peer-tested tools and 15 No Action Letters

Cybersecurity Strategies to Ensure SEC Compliance, 2nd Edition
Includes: 24 Best Practices, 16 Tools, 4 Risk Alerts and IM Guidance

 
CFTC Chairman Timothy Massad talks swaps, FSOC and private funds at the Managed Funds Association Outlook 2016 Conference
10/21/2016
We can bring the data the CFTC holds for the futures markets, as well as the data now collected on the swaps markets, to bear on the issue, particular...


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