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Swaps (483)
Your search for Swaps returned 483 results.
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4/17/2019 | Content area: CPO/CTA
The current implementation of the SLR is biased against derivatives. It does not take into account the fact that outstanding derivative contracts in ...
4/15/2019 | Content area: CPO/CTA
The Follow-Up Group has three important tasks: •Examine instances of market fragmentation in securities and derivatives markets, and the potential re...
4/10/2019 | Content area: CPO/CTA
At the end of the day, markets exist to serve the need of end users - American families, corporates, municipalities and others. These users are expose...
4/05/2019 | Content area: CPO/CTA
No-action relief granted to ensure the continued availability, following Brexit, of regulatory relief under certain existing CFTC comparability determ...
4/05/2019 | Content area: CPO/CTA
This staff letter ensures that existing regulatory relief provided by DSIO, DMO, and DCR pursuant to certain existing staff letters affecting EU entit...
3/29/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (“Commission” or “CFTC”) is amending selected provisions of its regulations to simplify certain requirements ...
3/29/2019 | Content area: CPO/CTA
CFTC won't pursue an enforcement action against a swap dealer acting as a prime broker pursuant to a prime brokerage arrangement.
3/28/2019 | Content area: CPO/CTA
An unanimous vote greeted a new interim final rule from the CFTC last week that aims to bring “regulatory certainty” to an international swaps market ...
3/28/2019 | Content area: CPO/CTA
One side contends changing the swap dealer definition to permit banks to enter into transactions connected with loans to customers without registering...
3/28/2019 | Content area: CPO/CTA
2021 seems like a long time away but it can be on you faster than you think. The NFA’s reminding firms that its amended rule 2-24 (rules governing the...
3/28/2019 | Content area: CPO/CTA
After studying futures orders over the past six years, the CFTC concludes that more and more transactions are automated as opposed to manual and almos...
3/28/2019 | Content area: CPO/CTA
This final rule is another Project KISS proposal simplifying and reducing burdens by revisiting our rules based on staff implementation experience and...
3/26/2019 | Content area: CPO/CTA
This overly complex and unduly narrow approach was reflected in the original comparability determination for Japan, which left firms subject to an imp...
3/25/2019 | Content area: CPO/CTA
I take seriously, however, the concern about potential misuse of this provision in ways that are not intended. The preamble makes it clear that the C...
3/25/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (“Commission” or “CFTC”) is amending the de minimis exception within the “swap dealer” definition in the Comm...
3/25/2019 | Content area: CPO/CTA
The United Kingdom (“UK”) has provided formal notice of its intention to withdraw from the European Union (“EU”). The withdrawal may happen as soon as...
3/21/2019 | Content area: CPO/CTA
It’s not everyday an SRO objects to a rule proposal put forth by its regulator but the NFA is unhappy with the CFTC’s recent proposal to reduce burden...
3/13/2019 | Content area: CPO/CTA
While EMIR 2.2 requires a number of implementation steps such that application of EMIR 2.2 to U.S. CCPs will likely not take effect until 2021 or beyo...
2/28/2019 | Content area: CPO/CTA
With a March end deadline, much uncertainty exists about the aftermath of Brexit on financial services. U.S. and UK regulators have taken steps to red...
11/30/2018 | Content area: CPO/CTA
The Commodity Futures Trading Commission (‘‘Commission’’ or ‘‘CFTC’’) is proposing amendments to regulations relating to the trade execution requireme...


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