Conquering Current Compliance Challenges
June 12, 2019 | 2:00 - 2:30 PM EST
 
RECORDED WEBINARS

Conquering Current Compliance Challenges
Recorded: May 15, 2019 
 
Includes: Best Practices, Key Regulatory Issues and Compliance Tips
 
Includes: 23 Best Practices, 5 Peer-tested tools and 15 No Action Letters

Cybersecurity Strategies to Ensure SEC Compliance, 2nd Edition
Includes: 24 Best Practices, 16 Tools, 4 Risk Alerts and IM Guidance

 
SPEECHES - CFTC
Title Date Speaker
CFTC Chairman J. Christopher Giancarlo addresses orderly liquidation and international derivatives regulations 05/10/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo Before the Senate Committee on Appropriations Subcommittee On Financial Services 05/08/2019 J. Christopher Giancarlo
Outgoing CFTC Chairman J. Christopher Giancarlo looks back at his tenure before a House subcommittee on agriculture 05/01/2019 J. Christopher Giancarlo
CFTC Chairman Giancarlo Statement on Passing of former Commissioner Bart Chilton 04/29/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo on Proposed Rule Amendments to Certain Regulations Applicable to Registered Derivatives Clearing Organizations 04/29/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo on Proposed Rule Amendments to The Commission's Regulations Relating to Certain Swap Data Repository 04/25/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo believes the supplementary leverage ratio is biased against derivatives 04/17/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo lays out the tasks Before the Global Markets Advisory Committee Meeting 04/15/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo praises dialogue with farmers at Kansas conference 04/11/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo urges a harder road at Kansas conference 04/11/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo at the 2019 Agricultural Commodity Futures Conference, Overland Park, Kansas 04/11/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo speaks of unity to fix a market vulnerability 04/10/2019 J. Christopher Giancarlo
CCTC Chairman J. Christopher Giancarlo speaks in Romania, urging cooperation among international regulators 04/04/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo embraces Final Rule Amending Regulations on Segregation of Assets Held as Collateral in Uncleared Swap Transactions 03/28/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo on Australia Comparability Determination 03/27/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo on Amendment to Japan Comparability Determination 03/26/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo offers his view on the Final Rule concerning Swaps Entered into by Insured Depository Institutions 03/25/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo: In his waning days at the Commission, Giancarlo takes a global view on issues past, present and future 03/13/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo addresses his concerns about EMIR 2.2 03/13/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo touches on major topics keeping the Commission busy 03/14/2018 J. Christopher Giancarlo
CFTC Chairman Christopher Giancarlo talks cybersecurity, FinTech, enforcement and more before a House subcommittee 03/07/2018 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo addresses many issues in appearance before a Senate committee 02/15/2018 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo talks technology before the Technology Advisory Committee 02/14/2018 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo at the Black History Month Celebration 02/06/2018 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo testifies before the Senate Banking Committee 02/06/2018 J. Christopher Giancarlo
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