Conquering Current Compliance Challenges
Oct. 9, 2019 | 2:00 - 2:30 PM EST
 
RECORDED WEBINARS

Conquering Current Compliance Challenges
Recorded: Sept. 11, 2019 
 
Includes: Best Practices, Key Regulatory Issues and Compliance Tips
 
Includes: 23 Best Practices, 5 Peer-tested tools and 15 No Action Letters


 
SPEECHES - CFTC
Title Date Speaker
Opening Statement of Chairman J. Christopher Giancarlo before the Open Commission Meeting 07/11/2019 J. Christopher Giancarlo
Joint Statement on CFTC-SEC Portfolio Margining Harmonization Efforts 06/27/2019 J. Christopher Giancarlo
Joint Statement on Opportunistic Strategies in the Credit Derivatives Market 06/24/2019 J. Christopher Giancarlo
CFTC Chairman Christopher Giancarlo Statement on Basel Committee Agreement 06/20/2019 J. Christopher Giancarlo
CFTC Chairman Giancarlo Statement on the Senate Confirmation of Heath Tarbert who will replace Giancarlo in July 06/05/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo visits London and talks international swap rules 06/05/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo visits London with Brexit in the air 06/04/2019 J. Christopher Giancarlo
When in Rome, CFTC Chairman J. Christopher Giancarlo urges market solutions for new technologies 06/03/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo addresses orderly liquidation and international derivatives regulations 05/10/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo Before the Senate Committee on Appropriations Subcommittee On Financial Services 05/08/2019 J. Christopher Giancarlo
Outgoing CFTC Chairman J. Christopher Giancarlo looks back at his tenure before a House subcommittee on agriculture 05/01/2019 J. Christopher Giancarlo
CFTC Chairman Giancarlo Statement on Passing of former Commissioner Bart Chilton 04/29/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo on Proposed Rule Amendments to Certain Regulations Applicable to Registered Derivatives Clearing Organizations 04/29/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo on Proposed Rule Amendments to The Commission's Regulations Relating to Certain Swap Data Repository 04/25/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo believes the supplementary leverage ratio is biased against derivatives 04/17/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo lays out the tasks Before the Global Markets Advisory Committee Meeting 04/15/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo praises dialogue with farmers at Kansas conference 04/11/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo urges a harder road at Kansas conference 04/11/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo at the 2019 Agricultural Commodity Futures Conference, Overland Park, Kansas 04/11/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo speaks of unity to fix a market vulnerability 04/10/2019 J. Christopher Giancarlo
CCTC Chairman J. Christopher Giancarlo speaks in Romania, urging cooperation among international regulators 04/04/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo embraces Final Rule Amending Regulations on Segregation of Assets Held as Collateral in Uncleared Swap Transactions 03/28/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo on Australia Comparability Determination 03/27/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo on Amendment to Japan Comparability Determination 03/26/2019 J. Christopher Giancarlo
CFTC Chairman J. Christopher Giancarlo offers his view on the Final Rule concerning Swaps Entered into by Insured Depository Institutions 03/25/2019 J. Christopher Giancarlo
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