4/20/2017
“Substituted compliance” is the phrase the CFTC uses to allow registrants to comply with its rules by satisfying another regulators’. But the Commissi...
4/13/2017
You won’t be expected to adopt an accrual accounting method to satisfy the new requirement to report financial ratios on your reports to the National ...
3/30/2017
Glimpses of the road ahead at the CFTC can be seen through the words of new Chairman Christopher Giancarlo. He’s promised to reduce regulatory burdens...
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