Zachary Berkey and others: SEC Charges Brokers Defrauding Customers
12/06/2017
Zachary S. Berkey, of Centereach, New York, and Daniel T. Fischer, of Greenwich, Connecticut, conducted in-and-out trading that was almost certain to ...


To view this information, access to the Broker-Dealer Watch service is required. Click here to request a 7-Day FREE Trial or to inquire about subscribing call 1-844-421-6333 ext. 4040.

 

Already a subscriber? Log in
© 2017 Simplify Compliance. ALL RIGHTS RESERVED | PRIVACY POLICY | TERMS & CONDITIONS | ABOUT US | CONTACT US