CCO/COO barred for diverting client fees to his personal account

Diver defrauded clients by electronically debiting invoice client accounts more than what they owed to M&R and redirected the excess to his personal bank account

To read this article, you need to sign in.


You should only be asked to sign in once. Not the case? Click here


New to Regulatory Compliance Watch?

Register now to read this article and more for free.