Final Rule:Selective Disclosure and Insider Trading SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240, 243, and 249 Release Nos. 33-7881, 34-43154, IC-24599, File No. S7-31-99 ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200 [RELEASE NOS. 34-43239; FOIA-191; PA-30; FILE NO. S7-14-99] RIN 3235-AH71 AMENDMENTS TO THE COMMISSION'S FREEDOM OF INFORMATION AND ...
Exemption from Section 101(c)(1) of the Electronic Signatures in Global and National Commerce Act...
Interim Final Rule: Exemption from Section 101(c)(1) of the Electronic Signatures in Global and National Commerce Act for Registered Investment Companies SECURITIES AND EXCHANGE COMMISSION ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 210, 228, 229, 230, 239, 240, 249 and 260Release Nos. 33-7745; 34-41936; International Series Release No. 1205; File No. ...
Final Rule:Financial Statements and Periodic Reports For Related Issuers and Guarantors SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 211, 228, 240 and 249 Release ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-43085; File No. S7-17-00]RIN 3235-AH96Firm Quote and Trade-Through Disclosure Rules for OptionsAGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 240 and 249b [RELEASE NO. 34-42892; FILE NO. S7-11-99] RIN 3235-AH44 REVISED TRANSFER AGENT FORM and RELATED RULE AGENCY:Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 210 and 240[Release Nos. 33-7870; 34-42994; 35-27193; IC-24549; IA-1884; File No. S7-13-00]RIN 3235-AH91Revision of the Commission's Auditor Independence RequirementsAGENCY:Securities ...
Final Rule:Adoption of Updated EDGAR Filer Manual SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-7867; 34-42942; 35-27185; 39-2386; IC-24498] RIN 3235-AG96 Adoption ...
Final Rule:Offer and Sale of Securities to Canadian Tax-Deferred Retirement Savings Accounts Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 240 and 270 [Release ...