SECURITIES AND EXCHANGE COMMISSIONRelease No. 33-4552RIN 3235-AI80Nonpublic Offering ExemptionAGENCY:Securities and Exchange Commission.ACTION:Final RuleDATES:November 6, 1962 The Commission today announced the issuance of a statement regarding ...
Final Rule:Technical Amendments to Instructions for Registration Form for Certain Investment Company Securities SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 274 [Release Nos. 33-7959; IC-24886] ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-43084; File No. S7-16-00]RIN 3235-AH95Disclosure of Order Routing and Execution PracticesAGENCY:Disclosure of Order Routing and Execution PracticesACTION:Proposed ...