(a) General. Major security-based swap participant means any person: (1) That is not a security-based swap dealer; and (2)(i) That maintains a substantial position in ...
For purposes of section 3(a)(67) of the Act, 15 U.S.C. 78c(a)(67), and the rules thereunder, the terms major security-based swap category, category of security-based swaps ...
(a) General. For purposes of section 3(a)(67) of the Act, 15 U.S.C. 78c(a)(67), and §240.3a67-1, the term substantial position means security-based swap positions that equal ...
For purposes of section 3(a)(67) of the Act, 15 U.S.C. 78c(a)(67), and §240.3a67-1, a security-based swap position shall be deemed to be held for the ...
(a) General. For purposes of section 3(a)(67) of the Act, 15 U.S.C. 78c(a)(67), and §240.3a67-1, the term substantial counterparty exposure that could have serious adverse ...
(a) General. For purposes of section 3(a)(67) of the Act, 15 U.S.C. 78c(a)(67), and §240.3a67-1, the term financial entity means: (1) A swap dealer; (2) ...
(a) General. For purposes of section 3(a)(67) of the Act, 15 U.S.C. 78c(a)(67), and §240.3a67-1, the term highly leveraged means the existence of a ratio ...
(a) Timing requirements. A person that is not registered as a major security-based swap participant, but that meets the criteria in §240.3a67-1 to be a ...
A person shall not be deemed to be a major security-based swap participant, regardless of whether the criteria in §240.3a67-1 otherwise would cause the person ...
(a) Definitions. As used in this section, the following terms shall have the meanings indicated: (1) Conduit affiliate has the meaning set forth in §240.3a71-3(a)(1). ...