RCW Staff
No-Action Letter: Franklin Templeton Investments (November 21, 2008) Investment Company Act of 1940 — Section 17(d) and Rule 17d-1 Franklin Templeton Investments November 21, 2008 ...
Investments Advisers Act of 1940 Section 206(4) and Rule 206(4)-1(a)(2) The TCW Group, Inc. November 7, 2008 RESPONSE OF THE OFFICE OF ...