IA Compliance: The Full 360° View East 
March 7-8, 2019 | Washington, D.C.

UPCOMING WEBINARS

Conquering Current Compliance Challenges
Dec. 12, 2018 | 2:00 - 2:30 PM EST
 
RECORDED WEBINARS

Conquering Current Compliance Challenges
Recorded: November 14, 2018 
 
HANDBOOKS
  Includes: 9 Best Practices, 3 Proposed Disclosure Mockups
and a 60-minute Audio Webinar

The Adviser's Guide to SEC Advertising and Marketing Rules
Includes: 23 Best Practices, 5 Peer-tested tools and 15 No Action Letters

The SEC Examinations Priorities Handbook
Includes: 28 Best Practices, 20 Document Request Letters and 6 OCIE Risk Alerts

Cybersecurity Strategies to Ensure SEC Compliance, 2nd Edition
Includes: 24 Best Practices, 16 Tools, 4 Risk Alerts and IM Guidance

 
Jim Beecher

Jim Beecher Jim Beecher, President | 1-844-421-6333 ext. 4501 | jbeecher@regcompliancewatch.com

Jim has worked in financial services publishing and data for more than 20 years. Before his role with Regulatory Compliance Watch, he was the Global Business Manager of Private Equity at Thomson Reuters and served as General Manager for Thomson Reuters’ private equity media assets. Previous stints included a Chief Operating Officer role at VentureOne/Asset Alternatives, a unit of Wicks Business Information, that was sold to Dow Jones, and a Group Publisher role at Euromoney Institutional Investor. In what now seems like centuries ago, Jim kicked off his career as an award-winning journalist at The Express-Times in Easton, Pa. He holds an MBA from the Stern School of Business at New York University and a BA from the Newhouse School at Syracuse University.


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