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Swaps: Margin Requirements (72)
Your search for Swaps: Margin Requirements returned 72 results.
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11/29/2018 | Content area: Investment Adviser
In October, the SEC gave the industry only 30 days to comment on its long-delayed swaps rules and attracted 21 comments before the deadline closed las...
11/26/2018 | Content area: CPO/CTA
The Commodity Futures Trading Commission (‘‘Commission’’ or ‘‘CFTC’’) is adopting amendments (‘‘Final Rule’’) to its margin requirements for uncleared...
11/01/2018 | Content area: CPO/CTA
September 2020 may seem way off but the CFTC’s chief economist warns regulators must prepare for that date when Phase 5 of the agency’s swaps margin r...
10/12/2018 | Content area: Broker-Dealer
The Securities and Exchange Commission (“Commission”) is reopening the comment period and requesting additional comment (including potential modificat...
10/11/2018 | Content area: Broker-Dealer
The phrase better late than never comes to mind now that SEC commissioners have voted 4-1 to reopen the comment period on a 2012 proposal governing ca...
5/24/2018 | Content area: CPO/CTA
In an effort not to “disadvantage” parties linked in older swap contracts, the CFTC proposes that these entities should get a pass from having to pony...
5/22/2018 | Content area: CPO/CTA
The Commission proposes to amend the definition of “eligible master netting agreement” in the CFTC Margin Rule to ensure that master netting agreement...
4/26/2018 | Content area: CPO/CTA
Earlier this year, CFTC Chairman Christopher Giancarlo said it was time to recalculate how to value swaps and he promised a white paper on the subject...
12/19/2017 | Content area: Investment Adviser
As the Commission stated in adopting Rule 17f-6 under the 1940 Act, maintaining assets in an FCM’s custody is not without risk. As a result, we encour...
12/19/2017 | Content area: Investment Adviser
As the Commission stated in adopting Rule 17f-6 under the 1940 Act, maintaining assets in an FCM’s custody is not without risk.[14] As a result, we en...
12/19/2017 | Content area: Investment Adviser
As the Commission stated in adopting Rule 17f-6 under the 1940 Act, maintaining assets in an FCM’s custody is not without risk.[16] As a result, we en...
10/13/2017 | Content area: CPO/CTA
Only days after CFTC Chairman J. Christopher Giancarlo told Congress that his agency was running into some tensions with regulators in Europe, the age...
10/13/2017 | Content area: CPO/CTA
Today marks a significant milestone in cross border harmonization between the European Commission and the CFTC. First, I am pleased to announce that w...
4/20/2017 | Content area: CPO/CTA
“Substituted compliance” is the phrase the CFTC uses to allow registrants to comply with its rules by satisfying another regulators’. But the Commissi...
2/13/2017 | Content area: CPO/CTA
If SMAs are left with no choice but to set MTA to zero at the account level, this consequence negatively impacts SMA owners, imposing burdens that SIF...
9/09/2016 | Content area: CPO/CTA
The Commission Sept. 8 took another step to accept a foreign regulator’s approach to overseeing swaps. In this case, it was the Japan Financial Servic...
9/08/2016 | Content area: CPO/CTA
The risk of cyberattack probably represents the single greatest threat to the stability and integrity of our markets today. Instances of cyberattacks ...
9/08/2016 | Content area: CPO/CTA
It’s important to remember that we are still at the early stages of developing this new global framework. Shortly after I took office two years ago, t...
9/08/2016 | Content area: CPO/CTA
While Japanese law has some strong similarities to our own, there are some areas of divergence that are significant and would allow American companies...
9/08/2016 | Content area: CPO/CTA
My concerns were realized last week when Asian swaps markets ground to a halt amidst confusion about the application of new margin rules to major mark...


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