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International (350)
Your search for International returned 350 results.
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7/19/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (Commission) is proposing amendments to its regulations that would permit derivatives clearing organizations ...
7/18/2019 | Content area: Investment Adviser
Having an entity test its ability to infiltrate your network stands as a confirmed cybersecurity best practice.   However, you may want to ask your ve...
7/18/2019 | Content area: Investment Adviser
Sometimes your compliance job involves entering territory that can seem far afield.   Take Resolution Stay, the rules directed at large banks and prom...
7/11/2019 | Content area: CPO/CTA
Opening Statement of Chairman J. Christopher Giancarlo before the Open Commission Meeting July 11, 2019 Good morning.  This meeting will come to o...
7/09/2019 | Content area: CPO/CTA
Advisory clarifying that no documentation concerning the collection, posting and custody of initial margin is required to be completed until the initi...
7/05/2019 | Content area: CPO/CTA
You don’t have to be registered with the CFTC or even in the U.S. to face punishment by the regulator – as a Hong Kong-based hedge fund has learned.  ...
7/05/2019 | Content area: CPO/CTA
Foreign firms, including CPOs/CTAs, that offer futures and options to U.S. investors can avoid registering with the CFTC if the agency determines they...
7/03/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (Commission) is proposing amendments to certain provisions of its regulations governing the offer and sale of...
7/02/2019 | Content area: CPO/CTA
RELEASE Number 7955-19 July 2, 2019 CFTC Charges Hedge Fund with Violating Wheat Futures Speculative Position Limits Washington, DC — The C...
6/27/2019 | Content area: Investment Adviser | CPO/CTA
Joint Statement on CFTC-SEC Portfolio Margining Harmonization Efforts June 27, 2019 Washington, DC – Commodity Futures Trading Commission Chairman...
6/25/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (Commission) is proposing amendments to certain provisions of its regulations governing the offer and sale of...
6/24/2019 | Content area: CPO/CTA
”The continued pursuit of various opportunistic strategies in the credit derivatives markets, including but not limited to those that have been referr...
6/20/2019 | Content area: CPO/CTA
“I am pleased that the Basel Committee has agreed on a targeted and limited revision of the leverage ratio to allow margin received from a client to o...
6/18/2019 | Content area: CPO/CTA
The Complaint specifically alleges that since at least May 1 through October 31, 2017, the defendants used a website and accounts at popular social me...
6/14/2019 | Content area: Broker-Dealer
ICBCFS securities lending desk personnel obtained, on a regular basis, prereleased ADRs of numerous securities and lent them to other broker-dealers ...
6/07/2019 | Content area: CPO/CTA
The setting was Rome, home to an ancient empire, where CFTC Chairman J. Christopher Giancarlo brought up the “new futurism” and the challenges present...
6/05/2019 | Content area: CPO/CTA
The Commission is also considering a rule proposal to address the registration and regulation of non-U.S. swap dealers and major swap participants, as...
6/04/2019 | Content area: CPO/CTA
Nevertheless, London remains unique as a global financial center. It is the essential processing point for global wholesale markets for foreign excha...
6/03/2019 | Content area: CPO/CTA
We at the CFTC believe in the power of markets to be the best determinate of the value of technology-driven innovation.
5/17/2019 | Content area: Investment Adviser
One of the challenges of building a new regulatory framework for the security-based swap market in the United States is that our domestic market is on...


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