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Crowdfunding (16)
Your search for Crowdfunding returned 16 results.
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9/21/2018 | Content area: Investment Adviser | Broker-Dealer
We are adopting interim final temporary rules for issuers subject to reporting obligations pursuant to Regulation Crowdfunding and Regulation A in ord...
5/09/2017 | Content area: Investment Adviser
As regulators, we also have a responsibility to ensure that our rules are functioning as intended and in an effective and efficient manner. We must en...
2/28/2017 | Content area: Investment Adviser
As engines of economic growth, small businesses can more easily access capital from previously unavailable sources — directly from American investors....
2/28/2017 | Content area: Investment Adviser
In addition, while crowdfunding may democratize capital-raising, it may not be reaching a varied enough base of entrepreneurs. We need to continue to ...
2/17/2017 | Content area: Investment Adviser
The amendments to Regulation D may lead to states developing regional offering exemptions so companies could raise capital from investors in a specifi...
7/19/2016 | Content area: Investment Adviser
I can report that a very diverse range of companies are using the crowdfunding exemption and that, as of July 18th, there had been over 60 offerings w...
5/18/2016 | Content area: Investment Adviser | Broker-Dealer
I also very much welcome your discussion this afternoon of Regulation D, one of the primary engines of capital formation in this country. Approximate...
2/25/2016 | Content area: Investment Adviser | Broker-Dealer
For example, how will Reg A+ and Reg Crowdfunding work in practice? What are the best metrics we can develop to measure whether or not these new regul...
2/03/2016 | Content area: Investment Adviser | Broker-Dealer
The effective date for subpart U, which adds Form Funding Portal, was inadvertently omitted in the DATES section of the Federal Register. This correct...
12/16/2015 | Content area: Investment Adviser
According to the FBI, every major corporation in the United States has been hacked. And the federal government has proven to be an equally alluring ta...
11/02/2015 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
This is the SEC's final rule implementing the crowdfunding provisions of the JOBS Act. This allows retail investors to participate in crowdfunding opp...
11/02/2015 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
Our proposal would modernize the rule and establish a new exemption to facilitate capital formation, including through offerings relying upon recently...
2/10/2014 | Content area: Investment Adviser
It's clear investment advisers won't be significantly affected by the SEC's crowdfunding proposal (IA Watch, Nov. 11, 2013) - although broker-dealers ...
2/03/2014 | Content area: Investment Adviser
You can anticipate SEC commissioners to be busy this year finalizing money market fund reforms, passing new disclosure rules for asset-backed securiti...
11/11/2013 | Content area: Investment Adviser | Broker-Dealer
The SEC's new crowdfunding proposal comes in at 176 pages after appearing in the Federal Register last week (IA Watch, Oct. 28, 2013). You have until ...
10/28/2013 | Content area: Investment Adviser
The Commission today voted unanimously to propose a new rule derived from the JOBS Act that would permit "crowdfunding." One commissioner called the p...


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