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Blockchain (16)
Your search for Blockchain returned 16 results.
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4/04/2019 | Content area: Investment Adviser
The SEC finds itself in a squeeze given its must abide by a 1946 Supreme Court decision defining a security when justices then couldn’t have even imag...
3/28/2019 | Content area: Investment Adviser
If there’s one key takeaway for advisers in the ABA’s new 353-page report on digital assets it’s that – wherever regulators stand on cryptocurrency le...
11/16/2018 | Content area: Investment Adviser
Paragon offered and sold PRG tokens in a general solicitation that included investors in the United States. Investors purchased their PRG tokens in ex...
7/26/2018 | Content area: Investment Adviser
IA Watch has obtained a copy of an OCIE sweep exam request letter tied to how advisers are handling cryptocurrencies.   The exam letter probes whether...
7/25/2018 | Content area: Investment Adviser
A sources shares with IA Watch a copy of an OCIE document request letter that focuses on how the adviser handles cryptocurrencies.
6/07/2018 | Content area: Investment Adviser
Titanium's website contained fabricated testimonials from corporate customers and that Stollaire publicly - and fraudulently - claimed to have relatio...
4/26/2018 | Content area: Investment Adviser
Raymond Trapani surely saw the writing on the wall. Two of his co-founders of Centra Tech—a company that conducted a $32 million initial coining offer...
1/18/2018 | Content area: Investment Adviser
Until the questions identified above can be addressed satisfactorily, we do not believe that it is appropriate for fund sponsors to initiate registrat...
12/07/2017 | Content area: Investment Adviser
The SEC Enforcement Division’s new Cyber Unit—created in September (IA Watch, Sept. 28, 2017)—has filed its first charges in a bid to put the brakes o...
11/22/2017 | Content area: Investment Adviser
You can call them virtual, digital or alternative currencies but more and more people refer to them as cryptocurrencies and see them as one thing: mon...
11/22/2017 | Content area: Investment Adviser
Regulators continue to caution the industry and investors on the potential pitfalls of initial coin offerings. SEC chairman Jay Clayton is the latest ...
11/08/2017 | Content area: Investment Adviser
There is also a distinct lack of information about many online platforms that list and trade virtual coins or tokens offered and sold in Initial Coin ...
8/31/2017 | Content area: Investment Adviser
Believe the enthusiasts and blockchain will revolutionize the industry like the internet. Listen to skeptics and it’s a murky world with hidden risks ...
7/27/2017 | Content area: Investment Adviser
A major decision came down July 25 from the SEC’s Enforcement Division declaring that offerings made via blockchain and other new technologies may wel...
7/25/2017 | Content area: Investment Adviser
The DAO is one example of a Decentralized Autonomous Organization, which is a term used to describe a “virtual” organization embodied in computer code...
9/30/2013 | Content area: Investment Adviser
It was born at the height of the financial crisis. Some advocates envision the bitcoin, an Internet currency, as empowering the individual and leading...


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