Content Areas

Search Terms

Category

 See More >

Date Range

From:
To:

Topics

Clear
Volcker Rule (23)
Your search for Volcker Rule returned 23 results.
Sorted by Date

9/11/2018 | Content area: Investment Adviser | Private Fund
In response to requests from commenters regarding issues addressed in the proposal, the public comment period has been extended for 30 days until Octo...
9/06/2018 | Content area: Investment Adviser
The SEC, along with four other federal financial regulatory agencies, has determined to extend by 30 days the comment period for a proposed rule to si...
6/08/2018 | Content area: Investment Adviser
One view holds that the complex and costly Volcker rule must be changed to more easily permit hedging and market making. The second view fears looseni...
6/06/2018 | Content area: Investment Adviser
This is a proposed revision of the so-called Volcker rule.
5/31/2018 | Content area: Investment Adviser
Now that the Federal Reserve has approved a 373-page proposal to revise the Volcker rule, fellow regulators – including the SEC and the CFTC – are due...
5/24/2018 | Content area: Investment Adviser
President Trump has sign S. 2155 into law. The bi-partisan financial reform legislation cleared Congress this week. It allows hedge and private equity...
11/02/2017 | Content area: Investment Adviser
Treasury Department Secretary Steven Mnuchin believes the regulatory framework for the asset management industry “can be significantly improved.” With...
6/15/2017 | Content area: Investment Adviser
If anyone knows the tangled regulatory structure of the U.S. government when it comes to financial services, it’s you. A new report from the Treasury ...
12/15/2016 | Content area: Investment Adviser | Private Fund
Mark July 21, 2017 on your calendar if you run a proprietary fund owned by a bank. That’s the final date for certain private funds to comply with the ...
7/09/2015 | Content area: Investment Adviser
Large banks affiliated with investment advisers should already have figured out if they must halt proprietary trading and divest of their sponsored pr...
9/18/2014 | Content area: Investment Adviser
In a new FAQ, the SEC states that the deadline for CEOs to attest that their entities satisfy the Volcker Rule’s compliance program requirements is Ma...
6/23/2014 | Content area: Investment Adviser
For the first time, the handful of federal agencies lumped together in overseeing the Volcker rule has released their first FAQs."They are not substan...
1/27/2014 | Content area: Investment Adviser
Barely a month after five regulators issued the long-awaited Volcker rule (IA Watch, Dec. 16, 2013), they've tweaked the law after determining "an urg...
12/23/2013 | Content area: Investment Adviser
Reaction to the final Volcker rule was somewhat muted last week as observers worked their way through its nearly 1,000 pages (IA Watch, Dec. 16, 2013)...
12/16/2013 | Content area: Investment Adviser
That new 964-page final Volcker rule won't directly affect most investment advisers but those of you affiliated with large banks may feel a pinch, eve...
2/20/2012 | Content area: Investment Adviser
In a week in when the CFTC officially published its own version of the regulation, the industry let loose on what it thinks of the proposed Volcker ru...
1/02/2012 | Content area: Investment Adviser
Even though the Volcker rule is but a proposal, the comment period extends to Feb. 13 and the CFTC has yet to follow its fellow regulators onto this t...
10/17/2011 | Content area: Investment Adviser
Last week SEC commissioners voted unanimously to join other federal regulators in proposing the so-called Volcker rule, named after the former Fed cha...
7/26/2010 | Content area: Investment Adviser
The 2,300-page financial regulatory reform bill inked into law last week by President Obama will play out over years, touching the entire industry. We...
5/24/2010 | Content area: Investment Adviser
Last Thursday the Senate passed historic financial reform legislation by a bipartisan vote of 59-39 (see how your Senators voted) without an amendment...


Did you find what you were looking for?



Leave your comments below regarding what you are looking for and someone from our team will reach out to help you.


© 2019 Simplify Compliance. ALL RIGHTS RESERVED | PRIVACY POLICY | TERMS & CONDITIONS | ABOUT US | CONTACT US