12/11/2015 | Content area:
Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
The Securities and Exchange Commission is proposing rule 18f-4, a new exemptive rule under the Investment Company Act of 1940 designed to address the ...
11/20/2014 | Content area:
Investment Adviser | CPO/CTA
The difficulty of getting a handle on new rules for trading derivatives intensifies when two regulators don’t agree.
Take the segregation of margin ...