Content Areas

Search Terms

Category

 See More >

Date Range

From:
To:

Topics

Clear
Swaps: Variation Margin (49)
Your search for Swaps: Variation Margin returned 49 results.
Sorted by Date

11/03/2017 | Content area: CPO/CTA
With credit rating agencies stating that they’re reviewing certain securitized swaps arrangements and may negatively rate them, affected entities aske...
10/27/2017 | Content area: CPO/CTA
the Sponsors request a position of no-action from DSIO with respect to a failure by an SD to comply with Commission Regulation 23.1537 requiring the c...
10/26/2017 | Content area: CPO/CTA
A glimpse into the challenges firms have in navigating international swaps deals can be seen in the latest release by the CFTC. It also shows how the ...
10/13/2017 | Content area: CPO/CTA
Only days after CFTC Chairman J. Christopher Giancarlo told Congress that his agency was running into some tensions with regulators in Europe, the age...
10/12/2017 | Content area: CPO/CTA
In adopting Regulation 39.14, the Commission explicitly differentiated between the daily accrual of gains and losses and daily settlements that are ir...
2/23/2017 | Content area: CPO/CTA
ISDA Japan requested relief for SDs that are subject to the uncleared swap margin requirements of both the CFTC and the Financial Services Agency of J...
2/14/2017 | Content area: CPO/CTA
Through a new No-Action Letter, the CFTC has delayed the March 1 effective date for its new variation margin rules until Sept. 1, so as to help “avoid...
2/13/2017 | Content area: CPO/CTA
Global systemic risk is not reduced by the abrupt cessation of risk hedging activity by American life insurance companies and retirement funds at a ti...
2/13/2017 | Content area: CPO/CTA
DSIO believes that a specific and limited no-action position will serve to preserve the Commission’s March 1 implementation commitment, while help-ing...
2/13/2017 | Content area: CPO/CTA
If SMAs are left with no choice but to set MTA to zero at the account level, this consequence negatively impacts SMA owners, imposing burdens that SIF...
6/15/2016 | Content area: CPO/CTA
The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend Commission Rule 50.4(a) to establish a new clearing requirement un...
5/24/2016 | Content area: CPO/CTA
On January 6, 2016, the Commodity Futures Trading Commission (“Commission” or “CFTC”) published final regulations to implement section 4s(e) of the Co...
2/10/2016 | Content area: CPO/CTA
We are very grateful for the increases we have previously received. Our fiscal year 2015 budget provided us an increase of $35 million over the previo...
1/28/2016 | Content area: CPO/CTA
You knew it wouldn’t take long for the CFTC to cite the Bank of England’s report on cleared swaps (see related story).   “Trading on regulated platfor...
1/22/2016 | Content area: CPO/CTA
We remain keenly focused on preventing excessive risk and promoting stability in the financial system. A primary emphasis here will be clearinghouse s...
12/16/2015 | Content area: CPO/CTA
We have seen how global financial institutions have changed their business models to “deguarantee” the transactions of their overseas swap dealers so ...
12/16/2015 | Content area: CPO/CTA
Unfortunately, the rule before us is a considerable retreat from the September proposal. This final rule provides an exemption for swap dealers, excus...
12/16/2015 | Content area: CPO/CTA
This provision requires the Commission to adopt initial and variation margin requirements for certain swap dealers and major swap participants. The fi...
12/11/2015 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
The Securities and Exchange Commission is proposing rule 18f-4, a new exemptive rule under the Investment Company Act of 1940 designed to address the ...
11/17/2015 | Content area: CPO/CTA
The Division, recognizing that additional time to use the alternative compliance frameworks will encourage an orderly transition period with regard to...


Did you find what you were looking for?



Leave your comments below regarding what you are looking for and someone from our team will reach out to help you.


© 2019 Simplify Compliance. ALL RIGHTS RESERVED | PRIVACY POLICY | TERMS & CONDITIONS | ABOUT US | CONTACT US