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Municipal Securities Rulemaking Board (MSRB) (5)
Your search for Municipal Securities Rulemaking Board (MSRB) returned 5 results.
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10/28/2013 | Content area: Investment Adviser
Permit us to save you time going through the 777-page final rule from the SEC on municipal advisor registration (IA Watch, Sept. 23, 2013). It's craft...
10/01/2012 | Content area: Investment Adviser
Last week's Federal Register included the SEC's new final rule announcing the agency won't meet the Sept. 30th deadline to define a "municipal advisor...
9/19/2011 | Content area: Investment Adviser
Last week the Municipal Securities Rulemaking Board (MSRB) announced it was delaying its proposals related to municipal advisors until the SEC finaliz...
9/12/2011 | Content area: Investment Adviser
The MSRB has proposed a fiduciary duty standard for municipal advisors that, among other things, would prohibit the advisor from acting in a principal...
2/14/2011 | Content area: Investment Adviser
You have until Feb. 22 to comment to the SEC about its municipal advisor proposal (IA Watch, Jan. 17, 2011), and many in the industry may well take th...


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