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Commodity Futures Trading Commission (CFTC) (1432)
Your search for Commodity Futures Trading Commission (CFTC) returned 1432 results.
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9/17/2019 | Content area: CPO/CTA
RELEASE Number 8018-19 September 17, 2019 CFTC Charges Former Head of International Binary Options Scheme with $10 Million Fraud Washington,...
9/16/2019 | Content area: CPO/CTA
RELEASE Number 8014-19 September 16, 2019 In CFTC Action, Former Precious Metal Trader Admits to Engaging in Spoofing at Two New York Banks ...
9/16/2019 | Content area: CPO/CTA
RELEASE Number 8013-19 September 16, 2019 CFTC Charges Traders at Major U.S. Bank with Manipulating the Precious Metals Futures Markets Wash...
9/13/2019 | Content area: CPO/CTA
RELEASE Number 8012-19 September 13, 2019   CFTC Orders Interdealer Broker to Pay $13 Million for Supervisory Failures and False Statements ...
9/12/2019 | Content area: CPO/CTA
The CEO of a purported CPO/CTA met his future CCO in the same spot where the fraudster lured many of his investors: church.   The congregant, Rafael M...
9/12/2019 | Content area: CPO/CTA
RELEASE Number 8008-19 September 12, 2019 CFTC Orders Registrant to Pay $1.5 Million for Violations Related to Cyber Breach Washington, DC –...
9/12/2019 | Content area: CPO/CTA
RELEASE Number 8007-19 September 12, 2019 CFTC Orders Chief Compliance Officer of Trading Firm to Pay $150,000 for Fraud and False Statements...
9/10/2019 | Content area: CPO/CTA
RELEASE Number 8006-19 September 10, 2019 CFTC Charges Trading Systems Firm and its Principal with Solicitation Fraud and False Statements W...
9/10/2019 | Content area: CPO/CTA
RELEASE Number 8005-19 September 10, 2019 Merrill Lynch Ordered to Pay $300,000 Penalty for Failing to Promptly Produce Audit Trail Data Was...
9/09/2019 | Content area: CPO/CTA
RELEASE Number 8004-19 September 9, 2019 CFTC Charges Unregistered Forex Trading Firm and Its Principal with Fraud and Misappropriation Was...
9/09/2019 | Content area: CPO/CTA
RELEASE Number 8002-19 September 9, 2019 CFTC Orders Registrant to Pay $1.25 Million for Fraud, Unauthorized Trading, and Violating Speculati...
8/15/2019 | Content area: CPO/CTA
RELEASE Number 7996-19 August 15, 2019 Kraft and Mondelēz Global to Pay $16 Million in Wheat Manipulation Case  Penalty Valued at Three Time...
8/12/2019 | Content area: CPO/CTA
RELEASE Number 7995-19 August 12, 2019 CFTC Charges International Enterprise with Operating a $103 Million Fraudulent Binary Options Trading ...
8/09/2019 | Content area: CPO/CTA
RELEASE Number 7994-19 August 9, 2019 Federal Court Orders Defendants to Pay More Than $2.7 Million in a Forex Fraud Scheme Washington, DC —...
8/08/2019 | Content area: CPO/CTA
It’s the kind of story that can make a compliance officer beam with pride because it illustrates that businesses today can’t be successful without a d...
8/06/2019 | Content area: CPO/CTA
The Agencies published a final rule in the Federal Register on July 22, 2019, that adopted final rules to amend regulations implementing Section 13 of...
8/01/2019 | Content area: CPO/CTA
With a new Prime Minister in the UK who promises a hard exit to Brexit, if necessary, the CFTC’s new Chairman Heath Tarbert pledges to “closely” monit...
8/01/2019 | Content area: CPO/CTA
With the clock ticking down to the end of a two-year-old CFTC “no-action” letter on Aug. 12, the Commission has acted to extend the relief until the s...
7/31/2019 | Content area: CPO/CTA
DMO has determined that it is appropriate to grant the Associations’ request to extend CFTC Letter 17-37 to August 12, 2022. DMO believes that, for th...
7/31/2019 | Content area: CPO/CTA
RELEASE Number 7988-19 July 31, 2019 CFTC Charges Trader with Spoofing in Financial Futures Markets Washington, DC — The U.S. Commodity Futu...


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