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Commodity Futures Trading Commission (CFTC) (1366)
Your search for Commodity Futures Trading Commission (CFTC) returned 1366 results.
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5/16/2019 | Content area: CPO/CTA
There are only 16 CFTC registered derivatives clearing organizations but they just got a kiss from their regulator.   The Commission is proposing simp...
5/16/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (Commission) is proposing amendments to certain regulations applicable to registered derivatives clearing org...
5/10/2019 | Content area: CPO/CTA
We want to map the inter-connectedness of regulated derivatives markets to the broader financial system and study risk transmission throughout. Undou...
5/10/2019 | Content area: CPO/CTA
Bretas de Freitas and PCI fraudulently solicited at least $7.8 million from various victims for the defendants’ commodity pools or managed futures fun...
5/09/2019 | Content area: CPO/CTA
Think of it as a book you hope you never need to read. The CFTC’s Division of Enforcement has put out its 59-page enforcement manual. It offers everyt...
5/09/2019 | Content area: CPO/CTA
Smothermon falsely inflated the value of the trading book he oversaw in his role as head trader of the company’s natural gas division in order to conc...
5/08/2019 | Content area: CPO/CTA
This Manual was prepared by the CFTC Division of Enforcement’s Office of Chief Counsel, and is property of the United States Government. The Manual r...
5/08/2019 | Content area: CPO/CTA
It is critical that the CFTC continues to work positively with its overseas regulatory counterparts, not just in the UK, but in all financial centers....
5/06/2019 | Content area: CPO/CTA
Regardless of whether the CFTC grants an award, the CFTC will not disclose any information which could reasonably be expected to reveal a whistleblow...
5/03/2019 | Content area: CPO/CTA
As alleged, a mere fraction of participant funds were traded at NADEX, with at least $2.3 million being misappropriated, leaving a shortfall in excess...
5/02/2019 | Content area: CPO/CTA
The recent NFA exam of a CPO adviser in the south went swimmingly, according to the firm’s CCO. One reason may be because the firm doesn’t have an ext...
5/02/2019 | Content area: CPO/CTA
It’s more than one year away when many hedge funds and other entities that engage in significant swap deals will have to begin to post and collect ini...
5/01/2019 | Content area: CPO/CTA
I will be pleased that I have furthered and confirmed much of the Dodd- Frank mandate for swaps. Where I have identified flaws in implementation, I ...
4/29/2019 | Content area: CPO/CTA
All of us here at the CFTC are deeply saddened to hear of the passing of former Commissioner Bart Chilton. With his trademark flair and enthusiasm, Ba...
4/29/2019 | Content area: CPO/CTA
As part of Project KISS, the Commission is proposing to revise or delete certain provisions in Part 39. These revisions will improve the clarity of t...
4/29/2019 | Content area: CPO/CTA
James McDonald, Director of the CFTC’s Enforcement Division, stated: “Unfortunately, we have seen fraudsters in our markets seek to take advantage of...
4/25/2019 | Content area: CPO/CTA
It took the CFTC three years after the SEC revised its rules regarding sending annual privacy notices to clients for the Commission to follow suit but...
4/25/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (“Commission” or “CFTC”) is proposing amendments to parts 23, 43, 45, and 49 of the Commission’s regulations ...
4/25/2019 | Content area: CPO/CTA
I am pleased to see the first part of the Roadmap, the proposed changes to Part 49, issued today. These proposed changes update the requirements for ...
4/22/2019 | Content area: CPO/CTA
To entice pool participants, the defendants falsely represented that, among other things, pool participants would receive a minimum 12% guaranteed ann...


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