Content Areas

Search Terms

Category

 See More >

Date Range

From:
To:

Topics

Clear
Rulemaking (246)
Your search for Rulemaking returned 246 results.
Sorted by Date

8/06/2019 | Content area: CPO/CTA
The Agencies published a final rule in the Federal Register on July 22, 2019, that adopted final rules to amend regulations implementing Section 13 of...
7/26/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (‘‘CFTC’’) and the Securities and Exchange Commission (‘‘SEC’’) (collectively, the ‘‘Commissions’’) are propo...
7/23/2019 | Content area: CPO/CTA
In August 2018, the Commodity Futures Trading Commission (Commission) proposed regulations that would codify the policies and procedures that the Comm...
7/19/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (Commission) is proposing amendments to its regulations that would permit derivatives clearing organizations ...
7/18/2019 | Content area: Private Fund
Earlier this month, five federal regulatory agencies, including the SEC and CFTC, issued a joint final rule excluding smaller banks from the Volcker r...
6/25/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (Commission) is proposing amendments to certain provisions of its regulations governing the offer and sale of...
5/16/2019 | Content area: CPO/CTA
There are only 16 CFTC registered derivatives clearing organizations but they just got a kiss from their regulator.   The Commission is proposing simp...
5/16/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (Commission) is proposing amendments to certain regulations applicable to registered derivatives clearing org...
4/29/2019 | Content area: CPO/CTA
As part of Project KISS, the Commission is proposing to revise or delete certain provisions in Part 39. These revisions will improve the clarity of t...
4/25/2019 | Content area: CPO/CTA
It took the CFTC three years after the SEC revised its rules regarding sending annual privacy notices to clients for the Commission to follow suit but...
4/25/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (“Commission” or “CFTC”) is proposing amendments to parts 23, 43, 45, and 49 of the Commission’s regulations ...
4/19/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (“CFTC” or “Commission”) is adopting amendments to revise its regulations requiring covered persons to provid...
3/29/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (“Commission” or “CFTC”) is amending selected provisions of its regulations to simplify certain requirements ...
3/28/2019 | Content area: CPO/CTA
One side contends changing the swap dealer definition to permit banks to enter into transactions connected with loans to customers without registering...
3/28/2019 | Content area: CPO/CTA
This final rule is another Project KISS proposal simplifying and reducing burdens by revisiting our rules based on staff implementation experience and...
3/27/2019 | Content area: CPO/CTA
making this substituted compliance determination, Commission staff has conducted a principles-based, holistic analysis that focuses on regulatory out...
3/26/2019 | Content area: CPO/CTA
This overly complex and unduly narrow approach was reflected in the original comparability determination for Japan, which left firms subject to an imp...
3/25/2019 | Content area: CPO/CTA
I take seriously, however, the concern about potential misuse of this provision in ways that are not intended. The preamble makes it clear that the C...
3/25/2019 | Content area: CPO/CTA
The Commodity Futures Trading Commission (“Commission” or “CFTC”) is amending the de minimis exception within the “swap dealer” definition in the Comm...
3/25/2019 | Content area: CPO/CTA
The United Kingdom (“UK”) has provided formal notice of its intention to withdraw from the European Union (“EU”). The withdrawal may happen as soon as...


Did you find what you were looking for?



Leave your comments below regarding what you are looking for and someone from our team will reach out to help you.


© 2019 PEI Media LLC. ALL RIGHTS RESERVED | PRIVACY POLICY | TERMS & CONDITIONS | ABOUT US | CONTACT US