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Congressional Activity: Legislation (83)
Your search for Congressional Activity: Legislation returned 83 results.
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12/21/2018 | Content area: Investment Adviser
This is legislation that passed the House in 2018.
9/25/2018 | Content area: Investment Adviser
To require the Securities and Exchange Commission to revise the definitions of a ‘‘small business’’ and ‘‘small organization’’ for purposes of assessi...
6/14/2018 | Content area: Investment Adviser
With only days to go before the nation’s highest court rules in an IA enforcement case challenging the SEC’s use of administrative law judges, lawmake...
6/13/2018 | Content area: Investment Adviser
This legislation would prohibit securities fraud cases against public companies but being heard in state courts. These actions would be limited to fed...
5/24/2018 | Content area: Investment Adviser
President Trump has sign S. 2155 into law. The bi-partisan financial reform legislation cleared Congress this week. It allows hedge and private equity...
1/11/2018 | Content area: Investment Adviser
Our coverage of the new tax law last week purposely left out news that the measure eliminates the ability of taxpayers to take certain miscellaneous d...
1/08/2018 | Content area: Investment Adviser | Private Fund
We are adopting amendments to the rule that defines a venture capital fund (rule 203(l)-1) and the rule that implements the private fund adviser exemp...
1/04/2018 | Content area: Investment Adviser
Call it the holiday gift that keeps on giving. Late last month the President signed the most sweeping tax reform legislation in 30 years. Many element...
1/01/2018 | Content area: Investment Adviser
This is the bill that would dramatically change the nation's tax structure.
4/27/2017 | Content area: Investment Adviser
Pick a side. One claims Dodd-Frank has stifled the economy and harmed Main Street. The other says replacing Dodd-Frank would invite back the risky fin...
4/25/2017 | Content area: Investment Adviser
This is the legislation proposed by Rep. Jeb Hensarling's (R-Texas) that would reform the Dodd-Frank law and make other changes. It passed the House i...
4/07/2017 | Content area: Investment Adviser
Senators are going back to the well once more in a bid to increase the SEC’s enforcement penalties and further crack down on recidivist activity. On M...
1/10/2017 | Content area: Investment Adviser
This legislation from 2017, if passed, would require approval by Congress before any rules promulgated by the Executive branch could go into effect.
1/10/2017 | Content area: Investment Adviser
This legislation, proposed in 2017, would require the SEC to accompany any new rules with extensive costs and benefits analysis. It would also require...
12/12/2016 | Content area: Investment Adviser
To provide immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens, and for other purp...
11/15/2016 | Content area: Investment Adviser
This is a wide-ranging congressional bill that would amend financial services laws. This was proposed by Rep. Jeb Hensarling (R-Texas) in 2016.
9/21/2016 | Content area: Private Fund
Private equity’s lobbying arm scored an important victory earlier this month when the U.S. House of Representatives passed the Investment Advisers Mod...
9/08/2016 | Content area: Investment Adviser | Private Fund
To amend the Investment Advisers Act of 1940 and to direct the Securities and Exchange Commission to amend its rules to modernize certain requirements...
6/16/2016 | Content area: Investment Adviser
To amend the Investment Advisers Act of 1940 and to direct the Securities and Exchange Commission to amend its rules to modernize certain requirements...
3/22/2016 | Content area: Investment Adviser
As the SEC’s Division of Investment Management prepares a recommendation for the Commission to formally revise two advisers act rules in response to t...


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