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NFA Document Request Letters (7)
Your search for NFA Document Request Letters returned 7 results.
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8/25/2017 | Content area: CPO/CTA
A peer provides a copy of the firm's NFA exam letter.
6/19/2017 | Content area: CPO/CTA
A peer shares the firm's recent document request letter from an NFA exam.
8/17/2016 | Content area: CPO/CTA
A peer shares a copy of the firm's exam letter stemming from a 2016 visit by NFA examiners.
6/30/2016 | Content area: CPO/CTA
A peer passes on the firm's NFA exam letter.
8/25/2015 | Content area: CPO/CTA
A peer shares what the National Futures Association requested during an exam.
8/18/2015 | Content area: CPO/CTA
A peer shares a copy of an NFA exam letter sent to a CPO/CTA adviser.
11/17/2014 | Content area: CPO/CTA
Click here to open a Word file that is an example of a document request letter the National Futures Association (NFA) sends to commodity pool operator...


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