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Private Equity Funds: Registration (3)
Your search for Private Equity Funds: Registration returned 3 results.
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8/30/2012 | Content area: Investment Adviser | Private Fund
The SEC issued this no-action letter in reference to an entity that sort assurance it needn't register as an Investment Company fund.
10/31/2011 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
This is the 2011 final rule from the SEC laying down the rules for advisers to private funds, some commodity pool operators and trading advisers to co...
6/23/2011 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
This is the SEC final rule from June 2011 that spells out exemptions for venture capital funds, private fund advisers with fewer than $150 million in ...


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