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Mutual Funds: Valuation (6)
Your search for Mutual Funds: Valuation returned 6 results.
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1/01/2015 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
During any fiscal quarter in which elimination of securities from the portfolio of an investment company occur, the securities remaining in the portfo...
1/01/2015 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
(a) The current net asset value of any redeemable security issued by a registered investment company used in computing periodically the current price ...
1/01/2015 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
(a) A standby commitment means a right to sell a specified underlying security or securities within a specified period of time and at an exercise pric...
1/01/2015 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
(a) Definitions. As used in this section: (1) The term Commodity Interests means commodity futures contracts, options on commodity futures contracts, ...
1/01/2015 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
(a) No registered investment company issuing any redeemable security, no person designated in such issuer's prospectus as authorized to consummate tra...
12/11/2003 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270 [Release No. IC-26288; File No. S7-27-03] RIN 3235-AJ01 Amendments to Rules Governing Pricing of Mut...


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