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Hedge Funds: Regulation (7)
Your search for Hedge Funds: Regulation returned 7 results.
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9/06/2018 | Content area: Investment Adviser
The SEC, along with four other federal financial regulatory agencies, has determined to extend by 30 days the comment period for a proposed rule to si...
10/31/2011 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
This is the 2011 final rule from the SEC laying down the rules for advisers to private funds, some commodity pool operators and trading advisers to co...
8/28/2006 | Content area: Investment Adviser
Deloitte & Touche LLP: No-Action letter dated August 28, 2006 Investment Advisers Act of 1940 Section 206(4) and ...
8/10/2006 | Content area: Investment Adviser
12/08/2005 | Content area: Investment Adviser
Investment Advisers Act of 1940: Section 203(b)(3) and Rule 203(b)(3)-1 and 203(b)(3)-2 ABA Subcommittee on ...
3/08/2005 | Content area: Investment Adviser
Investment Company Act of 1940 - Section 3(c)(1) and 3(c ) (7) The Goldman Sachs Group, Inc. March 8, 20...
3/19/2004 | Content area: Investment Adviser
Investment Company Act of 1940 - Section 15(a)Gartmore Mutual Funds March 19, 2004 Our Ref. No. 20039291130 ...


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