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Congressional Activity: Financial Regulatory Reform (222)
Your search for Congressional Activity: Financial Regulatory Reform returned 222 results.
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5/24/2018 | Content area: Investment Adviser
President Trump has sign S. 2155 into law. The bi-partisan financial reform legislation cleared Congress this week. It allows hedge and private equity...
5/23/2018 | Content area: Investment Adviser
This is the financial reform bill passed by Congress in 2018.
3/07/2018 | Content area: Investment Adviser
To promote economic growth, provide tailored regulatory relief, and enhance consumer protections, and for other purposes.
6/15/2017 | Content area: Investment Adviser
If anyone knows the tangled regulatory structure of the U.S. government when it comes to financial services, it’s you. A new report from the Treasury ...
5/25/2017 | Content area: Investment Adviser
At a time when Republicans hold the trump card in Washington, regulators are on the defensive. But they are not giving up, either. Witness the scores...
4/27/2017 | Content area: Investment Adviser
Pick a side. One claims Dodd-Frank has stifled the economy and harmed Main Street. The other says replacing Dodd-Frank would invite back the risky fin...
4/25/2017 | Content area: Investment Adviser
This is the legislation proposed by Rep. Jeb Hensarling's (R-Texas) that would reform the Dodd-Frank law and make other changes. It passed the House i...
2/16/2017 | Content area: Investment Adviser
This week the new Financial CHOICE Act that would modify Dodd-Frank and other financial services’ regulation is expected to be unveiled. IA Watch has ...
2/09/2017 | Content area: Investment Adviser
You’re not alone if you’re confused about whether to proceed to comply with the Labor Department’s April 10th applicability date for its fiduciary dut...
1/17/2017 | Content area: Investment Adviser
“The SEC after the Financial Crisis: Protecting Investors, Preserving Markets”
1/12/2017 | Content area: CPO/CTA
On the same day that President Obama gave his farewell address, CFTC Chairman Timothy Massad – with only days left in his term – gave his. Massad ackn...
1/10/2017 | Content area: CPO/CTA
I believe that wholesale repeal of Dodd Frank would be a big mistake. And particularly, when it comes to the reforms of the swaps market, I believe th...
11/23/2016 | Content area: Investment Adviser
The pending shift in the Administration and Republican control of Congress persuade Washington insiders that major changes are coming – although the p...
11/17/2016 | Content area: Investment Adviser
Speculation about the coming changes for the financial services industry under a Trump administration runs rampant. Since Dodd-Frank was enacted six y...
11/16/2016 | Content area: Investment Adviser
To me, it is a legitimate function of a government and a capitalist society to make sure that once people have done the right things—achieved an educa...
11/15/2016 | Content area: Investment Adviser
This is a wide-ranging congressional bill that would amend financial services laws. This was proposed by Rep. Jeb Hensarling (R-Texas) in 2016.
2/18/2016 | Content area: Broker-Dealer
The FDIC and the SEC are jointly proposing a rule to implement provisions applicable to the orderly liquidation of covered brokers and dealers under T...
8/04/2015 | Content area: Investment Adviser | Broker-Dealer
During my tenure I have repeatedly called on the Commission to tread carefully when bringing enforcement actions against compliance personnel, who are...
7/22/2015 | Content area: Investment Adviser | Broker-Dealer
The court held that the SEC cannot apply a provision contained in the Dodd–Frank Wall Street Reform and Consumer Protection Act to bar an individual f...
7/16/2015 | Content area: Investment Adviser | Broker-Dealer
The Dodd-Frank Act was designed to strengthen our financial system, and the Commission has furthered that goal both through our implementation of the ...

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