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FSOC (19)
Your search for FSOC returned 19 results.
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7/20/2016 | Content area: Investment Adviser
Requiring banks to provide the information I have just discussed to the Commission and investors would likely reduce the fear that many investors and ...
6/30/2016 | Content area: Investment Adviser
Two months after a federal judge castigated the Financial Stability Oversight Council’s process for determining systemically important financial insti...
4/19/2016 | Content area: Investment Adviser | Private Fund
The Council is providing this public update on its review of potential risks to financial stability that may arise from certain asset management produ...
4/18/2016 | Content area: Investment Adviser | Private Fund
Although there is overlap in the topics covered in FSOC’s update and the SEC’s proposed reforms, it should be understood that the SEC’s analysis of fo...
4/07/2016 | Content area: Investment Adviser
We now know why a federal judge last week threw out the Financial Stability Oversight Council’s designation of MetLife as a systemically important fin...
3/31/2016 | Content area: Investment Adviser
Some financial services firms have bristled at the prospect of the Financial Stability Oversight Council labelling them a systemically important finan...
5/20/2015 | Content area: Investment Adviser | Broker-Dealer
Let me reiterate that banking regulators should not be permitted to expand their reach into capital markets, through “prudential market regulation” or...
3/26/2015 | Content area: Investment Adviser
There was little mystery that SIFMA and the Investment Adviser Association would tell FSOC to leave the regulation of asset managers to the SEC (IA Wa...
2/19/2015 | Content area: Investment Adviser
You now have until March 25 to comment to the Financial Stability Oversight Council about its process to name nonbank entities as systemically importa...
1/22/2015 | Content area: Investment Adviser
Pressure from Congress and the industry and suggestions from the GAO led the Financial Stability Oversight Council last week to hear recommendations f...
1/02/2015 | Content area: Investment Adviser
Whatever the Financial Stability Oversight Council’s next move is toward regulating asset managers, it will be aided by comments from the industry, sa...
7/28/2014 | Content area: Investment Adviser
A divided Commission voted last week to hold institutional money market funds to a floating NAV and to give fund boards the ability to impose redempti...
5/26/2014 | Content area: Investment Adviser
If the Financial Stability Oversight Council is intent on designating some investment advisers to be systemically important financial institutions (SI...
11/11/2013 | Content area: Investment Adviser
As press reports state that the Financial Stability Oversight Council may be thinking of labeling two of the largest RIAs to be systemically important...
6/17/2013 | Content area: Investment Adviser
Make your way through the 698-page proposal from the SEC on money market fund reforms and you'll come across items sure to please some and peeve other...
6/10/2013 | Content area: Investment Adviser
You could not have foreseen this outcome only months ago. The five SEC commissioners unanimously agreed to propose reforms for money market fund advis...
3/04/2013 | Content area: Investment Adviser
No chance the Financial Stability Oversight Council missed this message: Leave money market fund reform to the SEC.It came through clearly in Commissi...
2/25/2013 | Content area: Investment Adviser
Comments in response to the Financial Stability Oversight Council's foray into the issue of money market fund reforms have given Washington much to po...
4/16/2012 | Content area: Investment Adviser
That new final rule from the Financial Stability Oversight Council giving it the right to fold non-banks into its review of companies that could pose ...


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