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FSOC (25)
Your search for FSOC returned 25 results.
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10/21/2016 | Content area: CPO/CTA | Private Fund
We can bring the data the CFTC holds for the futures markets, as well as the data now collected on the swaps markets, to bear on the issue, particular...
7/20/2016 | Content area: Investment Adviser
Requiring banks to provide the information I have just discussed to the Commission and investors would likely reduce the fear that many investors and ...
6/30/2016 | Content area: Investment Adviser
Two months after a federal judge castigated the Financial Stability Oversight Council’s process for determining systemically important financial insti...
4/21/2016 | Content area: Private Fund
In a bid to better assess the relationship between a hedge fund’s level of leverage and corresponding risk, the Financial Stability Oversight Council ...
4/19/2016 | Content area: Investment Adviser | Private Fund
The Council is providing this public update on its review of potential risks to financial stability that may arise from certain asset management produ...
4/18/2016 | Content area: Investment Adviser | Private Fund
Although there is overlap in the topics covered in FSOC’s update and the SEC’s proposed reforms, it should be understood that the SEC’s analysis of fo...
4/18/2016 | Content area: CPO/CTA
We must also keep in mind that the swaps marketplace is changing. We now require clearing of most swaps and reporting of all swaps. We are implementin...
4/07/2016 | Content area: Investment Adviser
We now know why a federal judge last week threw out the Financial Stability Oversight Council’s designation of MetLife as a systemically important fin...
3/31/2016 | Content area: Investment Adviser
Some financial services firms have bristled at the prospect of the Financial Stability Oversight Council labelling them a systemically important finan...
12/08/2015 | Content area: CPO/CTA
I would like to highlight a few of the CFTC’s priorities that are particularly relevant to the FSOC. The first area is the implementation of a regulat...
5/20/2015 | Content area: Investment Adviser | Broker-Dealer
Let me reiterate that banking regulators should not be permitted to expand their reach into capital markets, through “prudential market regulation” or...
3/26/2015 | Content area: Investment Adviser
There was little mystery that SIFMA and the Investment Adviser Association would tell FSOC to leave the regulation of asset managers to the SEC (IA Wa...
2/19/2015 | Content area: Investment Adviser
You now have until March 25 to comment to the Financial Stability Oversight Council about its process to name nonbank entities as systemically importa...
1/22/2015 | Content area: Investment Adviser
Pressure from Congress and the industry and suggestions from the GAO led the Financial Stability Oversight Council last week to hear recommendations f...
1/02/2015 | Content area: Investment Adviser
Whatever the Financial Stability Oversight Council’s next move is toward regulating asset managers, it will be aided by comments from the industry, sa...
7/28/2014 | Content area: Investment Adviser
A divided Commission voted last week to hold institutional money market funds to a floating NAV and to give fund boards the ability to impose redempti...
5/26/2014 | Content area: Investment Adviser
If the Financial Stability Oversight Council is intent on designating some investment advisers to be systemically important financial institutions (SI...
11/11/2013 | Content area: Investment Adviser
As press reports state that the Financial Stability Oversight Council may be thinking of labeling two of the largest RIAs to be systemically important...
6/17/2013 | Content area: Investment Adviser
Make your way through the 698-page proposal from the SEC on money market fund reforms and you'll come across items sure to please some and peeve other...
6/10/2013 | Content area: Investment Adviser
You could not have foreseen this outcome only months ago. The five SEC commissioners unanimously agreed to propose reforms for money market fund advis...


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