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Madoff (105)
Your search for Madoff returned 105 results.
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1/13/2016 | Content area: CPO/CTA
The Order finds that the Defendants committed fraud in 2008 by failing to disclose the PIWM pools’ significant exposure to the Bernard Madoff Ponzi sc...
10/23/2014 | Content area: Investment Adviser
David Kotz understands a thing or two about fraudsters. As the SEC’s inspector general, he investigated the agency’s behavior in the years leading up ...
1/13/2014 | Content area: Investment Adviser
Despite red flags dating back years, J.P. Morgan never notified regulators of their internal concerns about Bernie Madoff, according to last week's cr...
9/05/2013 | Content area: Investment Adviser
Kugel worked for Bernie Madoff, handling the firm's proprietary trading and market-making operations as well as administering the firm's health and re...
4/15/2013 | Content area: Investment Adviser
Last week a federal appeals court expressed sympathy for the victims of Bernie Madoff's massive fraud but ultimately said federal law prevents them fr...
1/14/2013 | Content area: Investment Adviser
If you've ever pondered using attorney-client privilege to fight a regulator's request for records consider the action the Treasury Department's Inspe...
1/07/2013 | Content area: Investment Adviser
A federal court judge has sentenced Peter Madoff, the brother of the famous Ponzi schemer and former CCO of his brother's firm, to 10 years in prison ...
11/19/2012 | Content area: Investment Adviser
Four years after the FBI was tipped off to Bernie Madoff's scheme (IA Watch, Dec. 12, 2008), his monumental fraud continues to generate headlines. Las...
7/09/2012 | Content area: Investment Adviser
If Bernie Madoff represents the epitome of the modern-day Ponzi scammer, his brother Peter stands as the symbol of a most delinquent CCO (IA Watch, Ma...
5/14/2012 | Content area: Investment Adviser
It may have taken years but last week a bankruptcy trustee dropped the hammer down on members of the Madoff family in a lawsuit that seeks the return ...
9/26/2011 | Content area: Investment Adviser
The Madoff scandal continues to dog the SEC. Last week a House subcommittee queried SEC Chairman Mary Schapiro and former agency General Counsel David...
8/22/2011 | Content area: Investment Adviser
A New York appeals court last week sided with Madoff bankruptcy trustee Irving Picard in his intention to calculate investor losses based upon what th...
7/28/2011 | Content area: Investment Adviser
The bankruptcy trustee working to recoup monies stolen in the Madoff Ponzi scheme announced July 28 that it has reached a settlement with more than a ...
5/23/2011 | Content area: Investment Adviser
A new court filing asks for another six-month delay before the sentencing of convicted Madoff associate Frank DiPascali because he "continues to coope...
4/25/2011 | Content area: Investment Adviser
Last week U.S. District Court Judge Laura Swain in New York dismissed a lawsuit from two former investors harmed by Bernie Madoff's Ponzi scheme again...
4/25/2011 | Content area: Investment Adviser
A federal judge has dismissed a lawsuit against Peter Madoff, the former CCO at the now infamous firm overseen by his brother, essentially ruling the ...
3/14/2011 | Content area: Investment Adviser
With the hindsight provided by two years' time, SEC Chairman Mary Schapiro told a House subcommittee last week that former Commission general counsel ...
2/28/2011 | Content area: Investment Adviser
Key SEC staffer informed Commission of Madoff profits two years ago The SEC is casting doubt on the initial story put out last week by outgoing SEC Ge...
2/14/2011 | Content area: Investment Adviser
The anonymous tip claimed a former OCIE supervisor in the SEC's Los Angeles Regional Office had "bullied" examiners not to investigate red flags at a ...
11/01/2010 | Content area: Investment Adviser
The Labor Department has filed a civil lawsuit charging breach of fiduciary duty and other ERISA violations against several defendants that worked wit...


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