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Hedge Funds: Ad Sales (5)
Your search for Hedge Funds: Ad Sales returned 5 results.
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7/10/2013 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
This is the SEC's final rule from 2013 removing the ban on solicitation for certain private fund offerings under rule 506.
7/10/2013 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
This is a 2013 proposal from the SEC to amend Form D to include more disclosure from private fund issuers. This is tied to the lifting of the ban on s...
8/30/2012 | Content area: Investment Adviser | Broker-Dealer | CPO/CTA | Private Fund
This is the SEC's proposal rule from 2012 to eliminate the prohibition against general solicitation and general advertising in rule 506 and rule 144A ...
4/04/2012 | Content area: Investment Adviser
This is the so-called JOBS Act, or Jumpstart Our Business Startups Act from 2012. This is legislation that would ease the general solicitation rule, f...
7/10/2002 | Content area: Investment Adviser
Investment Adviser Act of 1940 - Section 203(b)(3) Thomson Financial Inc. July 10, 2002 R...


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