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Alternative Trading Systems (2)
Your search for Alternative Trading Systems returned 2 results.
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3/10/2016 | Content area: Broker-Dealer
Look for SEC staff to submit a recommendation to the Commission “soon” to publish the consolidated audit trail (CAT) plan for public comment. Stephen ...
2/04/2016 | Content area: Broker-Dealer
Two of the biggest dark pool operators in the U.S. have agreed to the largest-ever penalties imposed on alternative trading systems. The firms were ch...


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